CAIA-EMP-F · Foundation grade · Assurance
Certified AI Assurance Employment Foundation
Employment-AI law and bias-audit fundamentals: automated employment decision tools under NYC Local Law 144, adverse impact and the four-fifths rule, and the EU AI Act’s high-risk employment scope.
- Reference
- CAIA-EMP-F
- Level
- Foundation
- Examination
- 2 hours
- Delivery
- Remote, proctored
- Credential
- Valid 2 years
§ 1 — Intended candidates
Who this certification is for
The competency standard for assuring AI used in hiring and employment decisions — the domain where independent bias auditing is increasingly required by law and no settled credential yet defines the competence.
Who it is for. HR-technology assurance, employment counsel, compliance professionals, and the independent auditors who assess automated employment decision tools.
- Prerequisites
- No formal prerequisites. Candidates are expected to have professional experience in an HR, legal, risk, or audit function.
- Status
- Open for registrationOpen for registration · Examinations from October 2026
This is the Foundation grade of the AI Assurance — Employment family — Practitioner and Fellow follow it.
§ 2 — Examination domains
What the examination covers
The examination is mapped to New York City Local Law 144, the EEOC selection-rate guidance, and the employment provisions of EU AI Act Annex III. Weightings are indicative until each syllabus issues.
- 01
The legal landscape for employment AI25%
NYC Local Law 144, Title VII, and state laws including Colorado and Illinois — what each requires of an automated employment decision tool.
- 02
Disparate-impact fundamentals25%
Selection rates, the four-fifths rule, and adverse-impact analysis — and what a disparity finding does and does not establish.
- 03
EU AI Act employment scope15%
Annex III high-risk classification of employment systems and the obligations that follow.
- 04
Bias-audit mechanics25%
The data, the methodology, and what an independent audit must evidence to stand.
- 05
Notice, transparency, and records10%
Candidate notice, transparency obligations, and the record-keeping that makes an audit checkable.
Curriculum mapping indicates alignment of learning content with published frameworks. It does not constitute endorsement by, or certification under, any standards organisation or regulator.
§ 3 — Preparation
What preparation is anchored to
Anchored to the named statutes and to published bias-audit practice. Candidates prepare independently against the published materials.
The Council certifies individuals — it sells no preparation of any kind, and how a candidate prepared is never visible to an assessor. How impartiality is protected.
§ 4 — How to certify
One route: the examination
Register through the candidate portal, verify your identity once, and sit. On a pass, the credential and its public register entry are issued.
The full rules — registration, identity verification, examination conduct, adjustments, retakes — are in the candidate handbook.
Fees and the pass standard are fixed in the scheme rules and confirmed ahead of the October 2026 examination window.
§ 5 — Assessment
How candidates are assessed
Examination centred on a supplied hiring or workforce AI deployment, requiring the applicable obligations and a defensible bias-audit approach.
Every script is marked twice — an AI assessor first and provisional, an independent human assessor second and final. The credential carries a unique identifier any employer can check on the public register.
§ 6 — Questions
Questions about this certification
- What are the prerequisites?
- No formal prerequisites. Candidates are expected to have professional experience in an HR, legal, risk, or audit function.
- When can I sit the examination?
- Registration is open now through the candidate portal; examination sittings run from the October 2026 window and are scheduled at booking.
- How is the examination marked?
- Every script is marked twice, in a fixed order: an AI assessor first, producing a provisional mark, and an independent human assessor second, whose determination is final on any divergence. No result is issued on automated marking alone, and no adverse decision — a fail, a suspension, a withdrawal — is ever made without a human assessor.
- How long is the credential valid?
- 2 years from the date of issue, recorded on the public register. The term and what follows it are set out in the revalidation policy.
Scheme-wide questions are answered on the FAQ and in the candidate handbook.
§ 7 — Further reading
Background reading
- What is AI assurance? A practitioner's definition
Producing credible, independently reviewable evidence that an AI system works as intended — and how that differs from governance and compliance.
- AI assurance vs AI audit vs AI risk assessment
Three terms used interchangeably that mean different things, have different outputs, and require different independence. A practitioner-level distinction.
- How to build an AI risk profile for a deployment
A seven-step method for producing a risk profile a sceptical reader can challenge, with the failure mode at each step and what the finished artefact contains.
§ 8 — Register
Register for this examination
Create a candidate account and register now; sittings are scheduled from the October 2026 examination window, and fees are confirmed ahead of it. The marking standard is identical however you prepared.
Register — candidate portal